Brian Lee – Series 65 Video Course

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Exploring the Essential Features of “Brian Lee – Series 65 Video Course”

Unique solutions to taking your Investment Advisor Rep exam

Join Brian Lee for everything you need to know to pass your Series 65 exam. Brian is one of the most dynamic instructors in the country and has helped students pass their FINRA/NASAA exams for over 20 years! The closest thing to a live class!

Your Instructor

 Brian Lee
Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Module 1
Series 65 Introduction (24:30)
Series 65 Addendum
Downloadable Series 65 Class Notes
Lesson 1 – Economics and Business Information (27:46)
Lesson 2 – Quantitative Analysis (14:07)

Module 2 – Investment Vehicles
Lesson 1 – Equity Securities (22:18)
Lesson 2 – Debt Securities (27:24)
Lesson 3 – Analysis of Debt and Equity Securities (10:57)
Lesson 4 – Gov’t and Municipal Securities (17:04)
Lesson 5 – Cash & Cash Equivalent (4:55)
Lesson 6 – Investment Co. & REIT’s (19:17)
Lesson 7 – Options, Futures & Forwards (26:32)
Lesson 8 – Alternative Investments (8:32)
Lesson 9 – Insurance-Based Products (13:48)

Module 3 – Client Recommendations and Investment Strategies
Lesson 1 – Types of Clients (Business Entities) (8:02)
Lesson 2 – Trust Accts. (11:38)
Lesson 3 – Client Objectives and Recommendations (16:18)
Lesson 4 – Capital Market Theory (12:50)
Lesson 5 – Portfolio Management Styles (20:22)
Lesson 6 – Retirement Plans (13:09)
Lesson 7 – Taxation and ERISA Guidelines (16:08)
Lesson 8 – Special Accounts (15:20)
Lesson 9 – Trading (17:04)
Performance Formulas

Module 4 – Laws, Regulations and Ethical Practices
Lesson 1 – Federal Laws (26:55)
Lesson 1.1 – Definitions (B/D’s & Agents) (18:39)
Lesson 2 – Definitions (Investment Advisers) (12:05)
Lesson 3 Registration of Advisers and Reps (16:59)
Lesson 4 – Registration Procedures (U.S.A.) (14:42)
Lesson 5 – Securities Registration & Exemptions (21:46)
Lesson 6 – Powers of the Administrator (11:07)
Lesson 7 – Investment Advisers Act 1940 and Ethics (19:57)
Lesson 8 – Conflicts (6:09)
Closing Remarks (2:08)

Practice Exams
Mid-Term Exam
Practice Final

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