Securities Industry Essentials (SIE) – Brian Lee

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Exploring the Essential Features of “Securities Industry Essentials (SIE) – Brian Lee”

Securities Industry Essentials (SIE)
A comprehensive video course with one of the most dynamic instructors in the country – Brian Lee.

Your Instructor

Brian Lee
Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Introduction
Downloable Class Notes
SIE Introduction (19:40)

UNIT 1 Knowledge of Capital Markets
Lesson 1- SRO’s , Customers and Others (16:12)
Lesson 2 (21:13)
Lesson 3 (15:05)
Lesson 4 (7:10)

UNIT 2 Understanding Products and Their Risks
Lesson 1- Equity Securities (13:39)
Lesson 2 – Corporate Debt Securities (23:23)
Lesson 3 – Gov’t, Municipal and Money Market Securities (17:42)
Lesson 4 – Options (29:15)
Lesson 5 – Investment Companies (11:45)
Lesson 6 – Other Securities Products (12:21)

Unit 3 Trading, Customer Accounts and Prohibited Acitivities
Lesson 1 (22:18)
Lesson 2 (19:28)
Lesson 3 (7:08)

Unit 4 Regulatory Framework
Lesson 1 (11:21)

Practice Final Exam
Additional Questions
SIE Final Exam

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